Lecture Notes in Functional Analysis

by William L. Paschke

edition 0.9

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Contents

Frontmatter

I. Hilbert Space

II. Bounded Operators

III. Compact Operators

IV. The Spectral Theorem

Index and References

D. Trace-Class/Compact Duality

Proposition III.35

Let Φsesquilinear function:mapsHHilbert space×Cartesian productHHilbert space→toCcomplex numbers \( Φ : H\times H \to \mathbb{C} \) be sesquilinear (conjugate-bilinear) and suppose there exists Mnonegative real number≥greater than or equal to0zero \( M\geq 0 \) such that |modulusΦsesquilinear function⁡(xvectoryvector)|modulus≤less than or equal toMnonegative real number⁢times‖xvector‖⁢times‖yvector‖ \( \mathopen{}\left\lvert{}Φ\mathopen{}\left( x, y\right)\mathclose{}\right\rvert\mathclose{}\leq M\mathopen{}\left\lVert{}x\right\rVert\mathclose{}\mathopen{}\left\lVert{}y\right\rVert\mathclose{} \). Then there exists Slinear operator∈element ofℒbounded linear operators⁡(HHilbert space) \( S\in \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \) such that Φsesquilinear function⁡(xvectoryvector)=equals〈Slinear operator⁡(xvector), yvector〉 \( Φ\mathopen{}\left( x, y\right)\mathclose{}= \mathopen{}\left\langle{}S\mathopen{}\left( x\right)\mathclose{}, y\right\rangle\mathclose{} \).

Proof. For yvector∈element ofHHilbert space \( y\in H \), consider xvector↦is mapped toΦsesquilinear function⁡(xvectoryvector) \( x\mapsto Φ\mathopen{}\left( x, y\right)\mathclose{} \). This is a bounded linear functional on HHilbert space\( H \) of norm at most Mnonegative real number⁢times‖yvector‖ \( M\mathopen{}\left\lVert{}y\right\rVert\mathclose{} \). Get Rlinear operator⁡(yvector)∈element ofHHilbert space \( R\mathopen{}\left( y\right)\mathclose{}\in H \) such that Φsesquilinear function⁡(xvectoryvector)=equals〈xvector, Rlinear operator⁡(yvector)〉 \( Φ\mathopen{}\left( x, y\right)\mathclose{}= \mathopen{}\left\langle{}x, R\mathopen{}\left( y\right)\mathclose{}\right\rangle\mathclose{} \) with ‖Rlinear operator⁡(yvector)‖≤less than or equal toMnonegative real number⁢times‖yvector‖ \( \mathopen{}\left\lVert{}R\mathopen{}\left( y\right)\mathclose{}\right\rVert\mathclose{}\leq M\mathopen{}\left\lVert{}y\right\rVert\mathclose{} \). By uniqueness of Rlinear operator⁡(yvector) \( R\mathopen{}\left( y\right)\mathclose{} \) for any given yvector\( y \), we get that Rlinear operator:mapsHHilbert space→toHHilbert space \( R : H \to H \) is linear, so Rlinear operator∈element ofℒbounded linear operators⁡(HHilbert space) \( R\in \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \) with ‖Rlinear operator‖≤less than or equal toMnonegative real number \( \mathopen{}\left\lVert{}R\right\rVert\mathclose{}\leq M \). Let Slinear operator=equalsRlinear operator* \( S= R^{*} \).

Proposition III.36

For every φfunctional∈element of𝒦compact linear operators⁡(HHilbert space)* \( φ\in {\mathcal{K}\mathopen{}\left( H\right)\mathclose{}}^{*} \) (the dual space of 𝒦compact linear operators⁡(HHilbert space) \( \mathcal{K}\mathopen{}\left( H\right)\mathclose{} \)), there exists Ttrace-class operator∈element of𝒯trace-class operators⁡(HHilbert space) \( T\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \) such that φfunctional⁡(Kcompact operator)=equalsTrtrace⁡(Ttrace-class operator⁢timesKcompact operator) \( φ\mathopen{}\left( K\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( TK\right)\mathclose{} \) for all Kcompact operator∈element of𝒦compact linear operators⁡(HHilbert space) \( K\in \mathcal{K}\mathopen{}\left( H\right)\mathclose{} \). This Ttrace-class operator\( T \) is unique and ‖φfunctional‖=equalsTrtrace⁡(|modulusTtrace-class operator|modulus) \( \mathopen{}\left\lVert{}φ\right\rVert\mathclose{}= \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{} \).

Proof. Define Φfunction:mapsHHilbert space×Cartesian productHHilbert space→toCcomplex numbers \( Φ : H\times H \to \mathbb{C} \) by Φfunction⁡(xvectoryvector)=equalsφfunctional⁡(xvector⊗yvector) \( Φ\mathopen{}\left( x, y\right)\mathclose{}= φ\mathopen{}\left( x\otimes y\right)\mathclose{} \). Then Φfunction\( Φ \) satisfies the hypothesis of Proposition III.35 because |modulusΦfunction⁡(xvectoryvector)|modulus≤less than or equal to‖φfunctional‖⁢times‖xvector⊗yvector‖=equals‖φfunctional‖⁢times‖xvector‖⁢times‖yvector‖ \( \mathopen{}\left\lvert{}Φ\mathopen{}\left( x, y\right)\mathclose{}\right\rvert\mathclose{}\leq \mathopen{}\left\lVert{}φ\right\rVert\mathclose{}\mathopen{}\left\lVert{}x\otimes y\right\rVert\mathclose{}= \mathopen{}\left\lVert{}φ\right\rVert\mathclose{}\mathopen{}\left\lVert{}x\right\rVert\mathclose{}\mathopen{}\left\lVert{}y\right\rVert\mathclose{} \). Thus there exists Ttrace-class operator∈element ofℒbounded linear operators⁡(HHilbert space) \( T\in \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \) such that φfunctional⁡(xvector⊗yvector)=equals〈Ttrace-class operator⁡(xvector), yvector〉 \( φ\mathopen{}\left( x\otimes y\right)\mathclose{}= \mathopen{}\left\langle{}T\mathopen{}\left( x\right)\mathclose{}, y\right\rangle\mathclose{} \). Let (sequenceeunit vectorninteger)sequenceninteger=1one∞infinity \( \mathopen{}\left({e}_{n}\right)\mathclose{}_{n=1}^{\infty} \) be an orthonormal basis for HHilbert space\( H \). Polarize Ttrace-class operator=equalsVpartial isometry⁢times|modulusTtrace-class operator|modulus \( T= V\mathopen{}\left\lvert{}T\right\rvert\mathclose{} \). Let Pprojectionninteger=equals∑summationjinteger=1oneninteger eunit vectorjinteger⊗eunit vectorjinteger \( {P}_{n}= \sum_{j=1}^{n}{} {e}_{j}\otimes {e}_{j} \) (the projection on spanspan⁡(eunit vector1one…eunit vectorninteger) \( \operatorname{span}\mathopen{}\left( {e}_{1}, \dotsc, {e}_{n}\right)\mathclose{} \)). Then Pprojectionninteger⁢timesVpartial isometry*=equals∑summationjinteger=1oneninteger eunit vectorjinteger⊗Vpartial isometry⁢timeseunit vectorjinteger \( {P}_{n} V^{*}= \sum_{j=1}^{n}{} {e}_{j}\otimes V{e}_{j} \), ‖Pprojectionninteger⁢timesVpartial isometry*‖≤less than or equal to1one \( \mathopen{}\left\lVert{}{P}_{n} V^{*}\right\rVert\mathclose{}\leq 1 \), and Pprojectionninteger⁢timesVpartial isometry*∈element of𝒯trace-class operators⁡(HHilbert space) \( {P}_{n} V^{*}\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \). So, ‖φfunctional‖≥greater than or equal to|modulusφfunctional⁡(Pprojectionninteger⁢timesVpartial isometry*)|modulus=equals|modulusφfunctional⁡(∑summationjinteger=1oneninteger eunit vectorjinteger⊗Vpartial isometry⁡(eunit vectorjinteger) )|modulus=equals|modulus∑summationjinteger=1oneninteger 〈Ttrace-class operator⁡(eunit vectorjinteger), Vpartial isometry⁡(eunit vectorjinteger)〉 |modulus=equals|modulus∑summationjinteger=1oneninteger 〈Vpartial isometry⁡(|modulusTtrace-class operator|modulus⁡(eunit vectorjinteger)), Vpartial isometry⁡(eunit vectorjinteger)〉 |modulus=equals|modulus∑summationjinteger=1oneninteger 〈Vpartial isometry*⁡(Vpartial isometry⁡(|modulusTtrace-class operator|modulus⁡(eunit vectorjinteger))), eunit vectorjinteger〉 |modulus=equals∑summationjinteger=1oneninteger 〈|modulusTtrace-class operator|modulus⁡(eunit vectorjinteger), eunit vectorjinteger〉 . \[ \mathopen{}\left\lVert{}φ\right\rVert\mathclose{}\geq \mathopen{}\left\lvert{}φ\mathopen{}\left( {P}_{n} V^{*}\right)\mathclose{}\right\rvert\mathclose{}= \mathopen{}\left\lvert{}φ\mathopen{}\left( \sum_{j=1}^{n}{} {e}_{j}\otimes V\mathopen{}\left( {e}_{j}\right)\mathclose{} \right)\mathclose{}\right\rvert\mathclose{}= \mathopen{}\left\lvert{}\sum_{j=1}^{n}{} \mathopen{}\left\langle{}T\mathopen{}\left( {e}_{j}\right)\mathclose{}, V\mathopen{}\left( {e}_{j}\right)\mathclose{}\right\rangle\mathclose{} \right\rvert\mathclose{}= \mathopen{}\left\lvert{}\sum_{j=1}^{n}{} \mathopen{}\left\langle{}V\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\mathopen{}\left( {e}_{j}\right)\mathclose{}\right)\mathclose{}, V\mathopen{}\left( {e}_{j}\right)\mathclose{}\right\rangle\mathclose{} \right\rvert\mathclose{}= \mathopen{}\left\lvert{}\sum_{j=1}^{n}{} \mathopen{}\left\langle{} V^{*}\mathopen{}\left( V\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\mathopen{}\left( {e}_{j}\right)\mathclose{}\right)\mathclose{}\right)\mathclose{}, {e}_{j}\right\rangle\mathclose{} \right\rvert\mathclose{}= \sum_{j=1}^{n}{} \mathopen{}\left\langle{}\mathopen{}\left\lvert{}T\right\rvert\mathclose{}\mathopen{}\left( {e}_{j}\right)\mathclose{}, {e}_{j}\right\rangle\mathclose{} \text{.} \] Let ninteger\( n \) approach ∞infinity\( \infty \). We find Ttrace-class operator∈element of𝒯trace-class operators⁡(HHilbert space) \( T\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \) and Trtrace⁡(|modulusTtrace-class operator|modulus)≤less than or equal to‖φfunctional‖ \( \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{}\leq \mathopen{}\left\lVert{}φ\right\rVert\mathclose{} \). Next, φfunctional⁡(xvector⊗yvector)=equalsTrtrace⁡(Ttrace-class operator⁢timesxvector⊗yvector) \( φ\mathopen{}\left( x\otimes y\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( Tx\otimes y\right)\mathclose{} \) for all xvector\( x \) and yvector\( y \). This implies φfunctional⁡(Ffinite-rank operator)=equalsTrtrace⁡(Ttrace-class operator⁢timesFfinite-rank operator) \( φ\mathopen{}\left( F\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( TF\right)\mathclose{} \) for all Ffinite-rank operator∈element ofℱfinite rank operators⁡(HHilbert space) \( F\in \mathcal{F}\mathopen{}\left( H\right)\mathclose{} \). For general Kcompact operator∈element of𝒦compact linear operators⁡(HHilbert space) \( K\in \mathcal{K}\mathopen{}\left( H\right)\mathclose{} \), get (sequenceFfinite-rank operatorninteger)sequence∈element ofℱfinite rank operators⁡(HHilbert space) \( \mathopen{}\left({F}_{n}\right)\mathclose{}\in \mathcal{F}\mathopen{}\left( H\right)\mathclose{} \) such that Ffinite-rank operatorninteger→converges toKcompact operator \( {F}_{n} \to K \) (in norm). Then φfunctional⁡(Ffinite-rank operatorninteger)→converges toφfunctional⁡(Kcompact operator) \( φ\mathopen{}\left( {F}_{n}\right)\mathclose{} \to φ\mathopen{}\left( K\right)\mathclose{} \), and, by Remark III.28, |modulusTrtrace⁡(Ttrace-class operator⁢times(Ffinite-rank operatorninteger-minusKcompact operator))|modulus≤less than or equal toTrtrace⁡(|modulusTtrace-class operator|modulus)⁢times‖Ffinite-rank operatorninteger-minusKcompact operator‖→converges to0zero \( \mathopen{}\left\lvert{}\operatorname{Tr}\mathopen{}\left( T\mathopen{}\left({F}_{n}-K\right)\mathclose{}\right)\mathclose{}\right\rvert\mathclose{}\leq \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{}\mathopen{}\left\lVert{}{F}_{n}-K\right\rVert\mathclose{} \to 0 \), i.e. Trtrace⁡(Ttrace-class operator⁢timesFfinite-rank operatorninteger)→converges toTrtrace⁡(Ttrace-class operator⁢timesKcompact operator) \( \operatorname{Tr}\mathopen{}\left( T{F}_{n}\right)\mathclose{} \to \operatorname{Tr}\mathopen{}\left( TK\right)\mathclose{} \). So φfunctional⁡(Kcompact operator)=equalsTrtrace⁡(Ttrace-class operator⁢timesKcompact operator) \( φ\mathopen{}\left( K\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( TK\right)\mathclose{} \) for all Kcompact operator∈element of𝒦compact linear operators⁡(HHilbert space) \( K\in \mathcal{K}\mathopen{}\left( H\right)\mathclose{} \). So, |modulusφfunctional⁡(Kcompact operator)|modulus=equals|modulusTrtrace⁡(Ttrace-class operator⁡(Kcompact operator))|modulus≤less than or equal toTrtrace⁡(|modulusTtrace-class operator|modulus)⁢times‖Kcompact operator‖ \( \mathopen{}\left\lvert{}φ\mathopen{}\left( K\right)\mathclose{}\right\rvert\mathclose{}= \mathopen{}\left\lvert{}\operatorname{Tr}\mathopen{}\left( T\mathopen{}\left( K\right)\mathclose{}\right)\mathclose{}\right\rvert\mathclose{}\leq \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{}\mathopen{}\left\lVert{}K\right\rVert\mathclose{} \) for all Kcompact operator\( K \), and so ‖φfunctional‖≤less than or equal toTrtrace⁡(|modulusTtrace-class operator|modulus) \( \mathopen{}\left\lVert{}φ\right\rVert\mathclose{}\leq \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{} \), and ‖φfunctional‖=equalsTrtrace⁡(|modulusTtrace-class operator|modulus) \( \mathopen{}\left\lVert{}φ\right\rVert\mathclose{}= \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{} \).

Proposition III.37

Define ‖·‖Trtrace \( \mathopen{}\left\lVert{}\cdot\right\rVert\mathclose{}_{\operatorname{Tr}} \) on 𝒯trace-class operators⁡(HHilbert space) \( \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \) by ‖Ttrace-class operator‖Trtrace=equalsTrtrace⁡(|modulusTtrace-class operator|modulus) \( \mathopen{}\left\lVert{}T\right\rVert\mathclose{}_{\operatorname{Tr}}= \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{} \).

  1. ‖·‖Trtrace \( \mathopen{}\left\lVert{}\cdot\right\rVert\mathclose{}_{\operatorname{Tr}} \) is a complete norm on 𝒯trace-class operators⁡(HHilbert space) \( \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \).
  2. ‖xvector⊗yvector‖Trtrace=equals‖xvector‖⁢times‖yvector‖ \( \mathopen{}\left\lVert{}x\otimes y\right\rVert\mathclose{}_{\operatorname{Tr}}= \mathopen{}\left\lVert{}x\right\rVert\mathclose{}\mathopen{}\left\lVert{}y\right\rVert\mathclose{} \).
  3. With respect to ‖·‖Trtrace\( \mathopen{}\left\lVert{}\cdot\right\rVert\mathclose{}_{\operatorname{Tr}} \), ℱfinite rank operators⁡(HHilbert space) ¯=equals𝒯trace-class operators⁡(HHilbert space) \( \overline{ \mathcal{F}\mathopen{}\left( H\right)\mathclose{} }= \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \).
  4. ‖Ttrace-class operator‖≤less than or equal to‖Ttrace-class operator‖Trtrace \( \mathopen{}\left\lVert{}T\right\rVert\mathclose{}\leq \mathopen{}\left\lVert{}T\right\rVert\mathclose{}_{\operatorname{Tr}} \).
  5. ‖Sset⁢timesTtrace-class operator‖Trtrace≤less than or equal to‖Sset‖⁢times‖Ttrace-class operator‖Trtrace \( \mathopen{}\left\lVert{}ST\right\rVert\mathclose{}_{\operatorname{Tr}}\leq \mathopen{}\left\lVert{}S\right\rVert\mathclose{}\mathopen{}\left\lVert{}T\right\rVert\mathclose{}_{\operatorname{Tr}} \) for all Ttrace-class operator∈element of𝒯trace-class operators⁡(HHilbert space) \( T\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \), Sset∈element ofℒbounded linear operators⁡(HHilbert space) \( S\in \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \).

Proof.

  1. 𝒦compact linear operators⁡(HHilbert space)* \( \mathcal{K}\mathopen{}\left( H\right)\mathclose{}^{*} \), like any dual space, is a Banach space.
  2. We have (xvector⊗yvector) *⁢times(xvector⊗yvector)=equals(yvector⊗xvector)⁢times(xvector⊗yvector)=equals〈xvector, xvector〉⁢timesyvector⊗yvector=equals‖xvector‖2two⁢times‖yvector‖2two⁢timesyvector‖yvector‖⊗yvector‖yvector‖=equals‖xvector‖2two⁢times‖yvector‖2two⁢timesPprojection \[ \mathopen{}\left(x\otimes y\right)\mathclose{} ^{*}\mathopen{}\left(x\otimes y\right)\mathclose{}= \mathopen{}\left(y\otimes x\right)\mathclose{}\mathopen{}\left(x\otimes y\right)\mathclose{}= \mathopen{}\left\langle{}x, x\right\rangle\mathclose{}y\otimes y= {\mathopen{}\left\lVert{}x\right\rVert\mathclose{}}^{2}{\mathopen{}\left\lVert{}y\right\rVert\mathclose{}}^{2}\frac{y}{\mathopen{}\left\lVert{}y\right\rVert\mathclose{}}\otimes \frac{y}{\mathopen{}\left\lVert{}y\right\rVert\mathclose{}}= {\mathopen{}\left\lVert{}x\right\rVert\mathclose{}}^{2}{\mathopen{}\left\lVert{}y\right\rVert\mathclose{}}^{2}P \text{} \] where Pprojection\( P \) is the projection on Ccomplex numbers⁢timesyvector\( \mathbb{C}y \). So, |modulusxvector⊗yvector|modulus=equals‖xvector‖⁢times‖yvector‖⁢timesyvector‖yvector‖⊗yvector‖yvector‖ \( \mathopen{}\left\lvert{}x\otimes y\right\rvert\mathclose{}= \mathopen{}\left\lVert{}x\right\rVert\mathclose{}\mathopen{}\left\lVert{}y\right\rVert\mathclose{}\frac{y}{\mathopen{}\left\lVert{}y\right\rVert\mathclose{}}\otimes \frac{y}{\mathopen{}\left\lVert{}y\right\rVert\mathclose{}} \). Thus Trtrace⁡(xvector⊗yvector)=equals‖xvector‖⁢times‖yvector‖ \( \operatorname{Tr}\mathopen{}\left( x\otimes y\right)\mathclose{}= \mathopen{}\left\lVert{}x\right\rVert\mathclose{}\mathopen{}\left\lVert{}y\right\rVert\mathclose{} \).
  3. Take Ttrace-class operator∈element of𝒯trace-class operators⁡(HHilbert space) \( T\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \). Let (sequenceeunit vectorninteger)sequenceninteger=1one∞infinity \( \mathopen{}\left({e}_{n}\right)\mathclose{}_{n=1}^{\infty} \) be an orthonormal basis diagonalizing |modulusTtrace-class operator|modulus \( \mathopen{}\left\lvert{}T\right\rvert\mathclose{} \). Then |modulusTtrace-class operator|modulus=equals∑summation λnonnegative real numberninteger⁢timeseunit vectorninteger⊗eunit vectorninteger \( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}= \sum{} {λ}_{n}{e}_{n}\otimes {e}_{n} \), with λnonnegative real numberninteger≥greater than or equal to0zero \( {λ}_{n}\geq 0 \) and ∑summation λnonnegative real numberninteger <less than∞infinity \( \sum{} {λ}_{n} \lt \infty \). Write Pprojectionjinteger=equals∑summationninteger=1onejinteger eunit vectorninteger⊗eunit vectorninteger \( {P}_{j}= \sum_{n=1}^{j}{} {e}_{n}\otimes {e}_{n} \) (which is the projection on spanspan⁡(eunit vector1oneeunit vector2two…eunit vectorjinteger) \( \operatorname{span}\mathopen{}\left( {e}_{1}, {e}_{2}, \dotsc, {e}_{j}\right)\mathclose{} \)). Then |modulusTtrace-class operator|modulus⁢times(1one-minusPprojectionjinteger)=equals∑summationninteger=jinteger+plus1one∞infinity λnonnegative real numberninteger⁢timeseunit vectorninteger⊗eunit vectorninteger \[ \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\mathopen{}\left(1-{P}_{j}\right)\mathclose{}= \sum_{n=j+1}^{\infty}{} {λ}_{n}{e}_{n}\otimes {e}_{n} \] so ‖|modulusTtrace-class operator|modulus⁢times(1one-minusPprojectionjinteger)‖Trtrace=equalsTrtrace⁡(|modulusTtrace-class operator|modulus⁢times(1one-minusPprojectionjinteger))=equals∑summationninteger=jinteger+plus1one∞infinity λnonnegative real numberninteger →converges to0zero \( \mathopen{}\left\lVert{}\mathopen{}\left\lvert{}T\right\rvert\mathclose{}\mathopen{}\left(1-{P}_{j}\right)\mathclose{}\right\rVert\mathclose{}_{\operatorname{Tr}}= \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\mathopen{}\left(1-{P}_{j}\right)\mathclose{}\right)\mathclose{}= \sum_{n=j+1}^{\infty}{} {λ}_{n} \to 0 \). Finally, the polar decomposition Ttrace-class operator=equalsVvector space⁢times|modulusTtrace-class operator|modulus \( T= V\mathopen{}\left\lvert{}T\right\rvert\mathclose{} \) gives ‖Ttrace-class operator⁢times(1one-minusPprojectionjinteger)‖Trtrace≤less than or equal to‖Vvector space‖⁢timesTrtrace⁡(|modulusTtrace-class operator|modulus⁢times(1one-minusPprojectionjinteger))→converges to0zero . \[ \mathopen{}\left\lVert{}T\mathopen{}\left(1-{P}_{j}\right)\mathclose{}\right\rVert\mathclose{}_{\operatorname{Tr}}\leq \mathopen{}\left\lVert{}V\right\rVert\mathclose{}\operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\mathopen{}\left(1-{P}_{j}\right)\mathclose{}\right)\mathclose{} \to 0 \text{.} \] Thus ‖Ttrace-class operator-minusTtrace-class operator⁢timesPprojectionjinteger‖→converges to0zero \( \mathopen{}\left\lVert{}T-T{P}_{j}\right\rVert\mathclose{} \to 0 \).
  4. ‖Ttrace-class operator‖Trtrace=equalsTrtrace⁡(|modulusTtrace-class operator|modulus) \( \mathopen{}\left\lVert{}T\right\rVert\mathclose{}_{\operatorname{Tr}}= \operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{} \), which is the sum of the eigenvalues of Ttrace-class operator\( T \), and is therefore at least ρEuclidean norm⁡(|modulusTtrace-class operator|modulus)\( ρ\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{} \) (equal to the largest eigenvalue of |modulusTtrace-class operator|modulus\( \mathopen{}\left\lvert{}T\right\rvert\mathclose{} \)). Thus ‖Ttrace-class operator‖Trtrace≥greater than or equal toρEuclidean norm⁡(|modulusTtrace-class operator|modulus)=equals‖|modulusTtrace-class operator|modulus‖=equals ‖|modulusTtrace-class operator|modulus2two‖ 1one2two =equals ‖Ttrace-class operator*⁢timesTtrace-class operator‖ 1one2two =equals‖Ttrace-class operator‖ . \[ \mathopen{}\left\lVert{}T\right\rVert\mathclose{}_{\operatorname{Tr}}\geq ρ\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{}= \mathopen{}\left\lVert{}\mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right\rVert\mathclose{}= {\mathopen{}\left\lVert{}{\mathopen{}\left\lvert{}T\right\rvert\mathclose{}}^{2}\right\rVert\mathclose{}}^{\frac{1}{2}}= {\mathopen{}\left\lVert{} T^{*}T\right\rVert\mathclose{}}^{\frac{1}{2}}= \mathopen{}\left\lVert{}T\right\rVert\mathclose{} \text{.} \]
  5. |modulusTrtrace⁡(Sset⁢timesTtrace-class operator⁢timesKcompact operator)|modulus=equals|modulusTrtrace⁡(Ttrace-class operator⁢timesKcompact operator⁢timesSset)|modulus≤less than or equal to‖Ttrace-class operator‖Trtrace⁢times‖Kcompact operator⁢timesSset‖≤less than or equal to‖Ttrace-class operator‖Trtrace⁢times‖Sset‖⁢times‖Kcompact operator‖ \( \mathopen{}\left\lvert{}\operatorname{Tr}\mathopen{}\left( STK\right)\mathclose{}\right\rvert\mathclose{}= \mathopen{}\left\lvert{}\operatorname{Tr}\mathopen{}\left( TKS\right)\mathclose{}\right\rvert\mathclose{}\leq \mathopen{}\left\lVert{}T\right\rVert\mathclose{}_{\operatorname{Tr}}\mathopen{}\left\lVert{}KS\right\rVert\mathclose{}\leq \mathopen{}\left\lVert{}T\right\rVert\mathclose{}_{\operatorname{Tr}}\mathopen{}\left\lVert{}S\right\rVert\mathclose{}\mathopen{}\left\lVert{}K\right\rVert\mathclose{} \) for all Kcompact operator∈element of𝒦compact linear operators⁡(HHilbert space) \( K\in \mathcal{K}\mathopen{}\left( H\right)\mathclose{} \).

Proposition III.38

For every ffunctional∈element of (𝒯trace-class operators⁡(HHilbert space), ‖·‖Trtrace) * \( f\in { \mathopen{}\left(\mathcal{T}\mathopen{}\left( H\right)\mathclose{}, \mathopen{}\left\lVert{}\cdot\right\rVert\mathclose{}_{\operatorname{Tr}}\right)\mathclose{} }^{*} \), there exists a unique Sbounded linear operator∈element ofℒbounded linear operators⁡(HHilbert space) \( S\in \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \) such that ffunctional⁡(Ttrace-class operator)=equalsTrtrace⁡(Sbounded linear operator⁢timesTtrace-class operator) \( f\mathopen{}\left( T\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( ST\right)\mathclose{} \) for all Ttrace-class operator∈element of𝒯trace-class operators⁡(HHilbert space) \( T\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \). Furthermore, ‖ffunctional‖=equals‖Sbounded linear operator‖ \( \mathopen{}\left\lVert{}f\right\rVert\mathclose{}= \mathopen{}\left\lVert{}S\right\rVert\mathclose{} \).

Proof. Consider the conjugate bilinear (sesquilinear) form (tuplexvector, yvector)tuple↦is mapped toffunctional⁡(xvector⊗yvector) \( \mathopen{}\left(x, y\right)\mathclose{}\mapsto f\mathopen{}\left( x\otimes y\right)\mathclose{} \). Since |modulusffunctional⁡(xvector⊗yvector)|modulus≤less than or equal to‖ffunctional‖⁢times‖xvector⊗yvector‖Trtrace=equals‖ffunctional‖⁢times‖xvector‖⁢times‖yvector‖ \( \mathopen{}\left\lvert{}f\mathopen{}\left( x\otimes y\right)\mathclose{}\right\rvert\mathclose{}\leq \mathopen{}\left\lVert{}f\right\rVert\mathclose{}\mathopen{}\left\lVert{}x\otimes y\right\rVert\mathclose{}_{\operatorname{Tr}}= \mathopen{}\left\lVert{}f\right\rVert\mathclose{}\mathopen{}\left\lVert{}x\right\rVert\mathclose{}\mathopen{}\left\lVert{}y\right\rVert\mathclose{} \), by Proposition III.35 there exists Sbounded linear operator∈element ofℒbounded linear operators⁡(HHilbert space) \( S\in \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \) such that ffunctional⁡(xvector⊗yvector)=equals〈Sbounded linear operator⁡(xvector), yvector〉 \( f\mathopen{}\left( x\otimes y\right)\mathclose{}= \mathopen{}\left\langle{}S\mathopen{}\left( x\right)\mathclose{}, y\right\rangle\mathclose{} \) and ‖Sbounded linear operator‖≤less than or equal to‖ffunctional‖ \( \mathopen{}\left\lVert{}S\right\rVert\mathclose{}\leq \mathopen{}\left\lVert{}f\right\rVert\mathclose{} \). Thus ffunctional⁡(xvector⊗yvector)=equalsTrtrace⁡(Sbounded linear operator⁡(xvector⊗yvector)) \( f\mathopen{}\left( x\otimes y\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( S\mathopen{}\left( x\otimes y\right)\mathclose{}\right)\mathclose{} \) for all xvector\( x \) and yvector\( y \) in HHilbert space\( H \). So ffunctional⁡(F)=equalsTrtrace⁡(Sbounded linear operator⁢timesF) \( f\mathopen{}\left( F\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( SF\right)\mathclose{} \) for all F∈element ofℱfinite rank operators⁡(HHilbert space) \( F\in \mathcal{F}\mathopen{}\left( H\right)\mathclose{} \). Then ffunctional⁡(Ttrace-class operator)=equalsTrtrace⁡(Sbounded linear operator⁢timesTtrace-class operator) \( f\mathopen{}\left( T\right)\mathclose{}= \operatorname{Tr}\mathopen{}\left( ST\right)\mathclose{} \) by Proposition III.37 for all Ttrace-class operator∈element of𝒯trace-class operators⁡(HHilbert space) \( T\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \). Further |modulusTrtrace⁡(Sbounded linear operator⁡(Ttrace-class operator))|modulus≤less than or equal to‖Sbounded linear operator‖⁢timesTrtrace⁡(|modulusTtrace-class operator|modulus) \( \mathopen{}\left\lvert{}\operatorname{Tr}\mathopen{}\left( S\mathopen{}\left( T\right)\mathclose{}\right)\mathclose{}\right\rvert\mathclose{}\leq \mathopen{}\left\lVert{}S\right\rVert\mathclose{}\operatorname{Tr}\mathopen{}\left( \mathopen{}\left\lvert{}T\right\rvert\mathclose{}\right)\mathclose{} \) so ‖ffunctional‖≤less than or equal to‖Sbounded linear operator‖ \( \mathopen{}\left\lVert{}f\right\rVert\mathclose{}\leq \mathopen{}\left\lVert{}S\right\rVert\mathclose{} \).

Remark III.39

Thus (ℒbounded linear operators⁡(HHilbert space), ‖·‖)≃ (𝒯trace-class operators⁡(HHilbert space), ‖·‖Trtrace) * \( \mathopen{}\left(\mathcal{L}\mathopen{}\left( H\right)\mathclose{}, \mathopen{}\left\lVert{}\cdot\right\rVert\mathclose{}\right)\mathclose{}\simeq { \mathopen{}\left(\mathcal{T}\mathopen{}\left( H\right)\mathclose{}, \mathopen{}\left\lVert{}\cdot\right\rVert\mathclose{}_{\operatorname{Tr}}\right)\mathclose{} }^{*} \), where ‖·‖\( \mathopen{}\left\lVert{}\cdot\right\rVert\mathclose{} \) is the operator norm. The resulting w* \( \mathop{\mathrm{w}^*} \)-topology is called the ultraweak topology on ℒbounded linear operators⁡(HHilbert space) \( \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \). Sbounded linear operatorαcomplex number→ucomplex numberconverges toSbounded linear operator \( {S}_{α} \mathbin{\overset{u}{\to}}S \) if and only if Trtrace⁡(Sbounded linear operatorαcomplex number⁡(Ttrace-class operator))→converges toTrtrace⁡(Sbounded linear operator⁡(Ttrace-class operator)) \( \operatorname{Tr}\mathopen{}\left( {S}_{α}\mathopen{}\left( T\right)\mathclose{}\right)\mathclose{} \to \operatorname{Tr}\mathopen{}\left( S\mathopen{}\left( T\right)\mathclose{}\right)\mathclose{} \) for all Ttrace-class operator∈element of𝒯trace-class operators⁡(HHilbert space) \( T\in \mathcal{T}\mathopen{}\left( H\right)\mathclose{} \) if and only if ∑summationjinteger 〈Sbounded linear operatorαcomplex number⁡(xvectorjinteger), yvectorjinteger〉 →converges to∑summationjinteger 〈Sbounded linear operatorjinteger, yvectorjinteger〉 \( \sum_{j}{} \mathopen{}\left\langle{}{S}_{α}\mathopen{}\left( {x}_{j}\right)\mathclose{}, {y}_{j}\right\rangle\mathclose{} \to \sum_{j}{} \mathopen{}\left\langle{}{S}_{j}, {y}_{j}\right\rangle\mathclose{} \) for all (sequencexvectorjinteger)sequence \( \mathopen{}\left({x}_{j}\right)\mathclose{} \) and (sequenceyvectorjinteger)sequence \( \mathopen{}\left({y}_{j}\right)\mathclose{} \) in HHilbert space\( H \) with the sum ∑summation ‖xvectorjinteger‖⁢times‖yvectorjinteger‖ <less than∞infinity \( \sum{} \mathopen{}\left\lVert{}{x}_{j}\right\rVert\mathclose{}\mathopen{}\left\lVert{}{y}_{j}\right\rVert\mathclose{} \lt \infty \). If any of these conditions hold, we then have 〈Sbounded linear operatorαcomplex number⁡(xvector), yvector〉→converges to〈Sbounded linear operator⁡(xvector), yvector〉 \( \mathopen{}\left\langle{}{S}_{α}\mathopen{}\left( x\right)\mathclose{}, y\right\rangle\mathclose{} \to \mathopen{}\left\langle{}S\mathopen{}\left( x\right)\mathclose{}, y\right\rangle\mathclose{} \) (i.e. Sbounded linear operatorαcomplex number→w*converges toSbounded linear operator \( {S}_{α} \mathbin{\overset{\mathop{\mathrm{w}^*}}{\to}}S \); weakly).

Remark III.40

The weak and ultraweak topologies coincide on bounded sets. And, by Alaoglu's Theorem, the unit ball of ℒbounded linear operators⁡(HHilbert space) \( \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \) is ultraweakly compact (hence weakly compact).


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