Lecture Notes in Functional Analysis

by William L. Paschke

edition 0.9

image/svg+xml

Contents

Frontmatter

I. Hilbert Space

II. Bounded Operators

III. Compact Operators

IV. The Spectral Theorem

Index and References

C. Invertible Operators

In what follows, let EBanach space\( E \) be a Banach space.

Definition II.29

Denote by ℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) the set of invertible operators in ℒbounded linear operators⁡(EBanach space) \( \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \).

We remark that all of the results (except for those specifically for operators on Hilbert space) in this and the next two sections are valid, with essentially the same proofs, in the more general setting of a Banach algebra (i.e., a complete normed algebra) with multiplicative unit. Here, the unit is Iidentity operator\( \mathrm{I} \), the identity operator on EBanach space\( E \).

Theorem II.30

If Aoperator∈element ofℒbounded linear operators⁡(EBanach space) \( A\in \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \) and ‖Iidentity operator-minusAoperator‖<less than1one \( \mathopen{}\left\lVert{}\mathrm{I}-A\right\rVert\mathclose{}\lt 1 \), then Aoperator∈element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( A\in {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \), and ‖Iidentity operator-minusAoperator−⁢1inverse‖≤less than or equal to ‖Iidentity operator-minusAoperator‖ (1one-minus‖Iidentity operator-minusAoperator‖) \( \mathopen{}\left\lVert{}\mathrm{I}-{A}^{-1}\right\rVert\mathclose{}\leq \frac{\mathopen{}\left\lVert{}\mathrm{I}-A\right\rVert\mathclose{}}{\mathopen{}\left(1-\mathopen{}\left\lVert{}\mathrm{I}-A\right\rVert\mathclose{}\right)\mathclose{}} \).

Proof. Notice that ∑summationninteger=0zero∞infinity‖(Iidentity operator-minusAoperator)ninteger‖≤less than or equal to∑summationninteger=0zero∞infinity‖Iidentity operator-minusAoperator‖ninteger<less than∞infinity \( \sum_{n=0}^{\infty}{}\mathopen{}\left\lVert{}{\mathopen{}\left(\mathrm{I}-A\right)\mathclose{}}^{n}\right\rVert\mathclose{}\leq \sum_{n=0}^{\infty}{}{\mathopen{}\left\lVert{}\mathrm{I}-A\right\rVert\mathclose{}}^{n}\lt \infty \). Because ℒbounded linear operators⁡(EBanach space) \( \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \) is complete, this means the series ∑summationninteger=0zero∞infinity(Iidentity operator-minusAoperator)ninteger \( \sum_{n=0}^{\infty}{}{\mathopen{}\left(\mathrm{I}-A\right)\mathclose{}}^{n} \) converges in ℒbounded linear operators⁡(EBanach space) \( \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \). Call the sum Tlinear map\( T \). Then (Iidentity operator-minusAoperator)⁢timesTlinear map=equalsTlinear map-minusIidentity operator \( \mathopen{}\left(\mathrm{I}-A\right)\mathclose{}T= T-\mathrm{I} \), so Aoperator⁢timesTlinear map=equalsIidentity operator \( AT= \mathrm{I} \), and likewise Tlinear map⁢timesAoperator=equalsIidentity operator \( TA= \mathrm{I} \). We have ‖Iidentity operator-minusAoperator−⁢1inverse‖=equals‖Iidentity operator-minusTlinear map‖=equals‖∑summationninteger=1one∞infinity(Iidentity operator-minusAoperator)ninteger‖≤less than or equal to∑summationninteger=1one∞infinity ‖(Iidentity operator-minusAoperator)‖ninteger =equals ‖Iidentity operator-minusAoperator‖ (1one-minus‖Iidentity operator-minusAoperator‖) . \[ \mathopen{}\left\lVert{}\mathrm{I}-{A}^{-1}\right\rVert\mathclose{}= \mathopen{}\left\lVert{}\mathrm{I}-T\right\rVert\mathclose{}= \mathopen{}\left\lVert{}\sum_{n=1}^{\infty}{}{\mathopen{}\left(\mathrm{I}-A\right)\mathclose{}}^{n}\right\rVert\mathclose{}\leq \sum_{n=1}^{\infty}{} {\mathopen{}\left\lVert{}\mathopen{}\left(\mathrm{I}-A\right)\mathclose{}\right\rVert\mathclose{}}^{n} = \frac{\mathopen{}\left\lVert{}\mathrm{I}-A\right\rVert\mathclose{}}{\mathopen{}\left(1-\mathopen{}\left\lVert{}\mathrm{I}-A\right\rVert\mathclose{}\right)\mathclose{}} \text{.} \]

Corollary II.31

The set of invertible operators ℒbounded linear operators⁡(EBanach space)−⁢1invertible elements\( {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) is an open subset of ℒbounded linear operators⁡(EBanach space) \( \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \).

Proof. If Boperator∈element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( B\in {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \), Aoperator∈element ofℒbounded linear operators⁡(EBanach space) \( A\in \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \), and ‖Aoperator-minusBoperator‖≤less than or equal to1one‖Boperator−⁢1inverse‖ \( \mathopen{}\left\lVert{}A-B\right\rVert\mathclose{}\leq \frac{1}{\mathopen{}\left\lVert{}{B}^{-1}\right\rVert\mathclose{}} \), then Aoperator∈element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( A\in {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \), since ‖Aoperator⁢timesBoperator−⁢1inverse-minusI‖≤less than or equal to‖Aoperator-minusBoperator‖⁢times‖Boperator−⁢1inverse‖<less than1one \( \mathopen{}\left\lVert{}A{B}^{-1}-I\right\rVert\mathclose{}\leq \mathopen{}\left\lVert{}A-B\right\rVert\mathclose{}\mathopen{}\left\lVert{}{B}^{-1}\right\rVert\mathclose{}\lt 1 \), so Aoperator⁢timesBoperator−⁢1inverse∈element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( A{B}^{-1}\in {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \), so Aoperator∈element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements\( A\in {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \).

Corollary II.32

The inversion map Aoperator↦is mapped toAoperator−⁢1inverse \( A\mapsto {A}^{-1} \) is continuous from ℒbounded linear operators⁡(EBanach space)−⁢1invertible elements\( {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) to itself.

Proof. The norm inequality in Theorem II.30 shows that inversion is continuous at Iidentity operator\( \mathrm{I} \). If (sequenceAoperator)sequenceninteger \( \mathopen{}\left(A\right)\mathclose{}_{n} \) is a sequence in ℒbounded linear operators⁡(EBanach space)−⁢1invertible elements\( {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) converging to Aoperator\( A \) in ℒbounded linear operators⁡(EBanach space)−⁢1invertible elements\( {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \), then Aoperatorninteger⁢timesAoperator−⁢1inverse→converges toIidentity operator \( {A}_{n}{A}^{-1} \to \mathrm{I} \), so Aoperator⁢timesAoperatorninteger−⁢1inverse→converges toIidentity operator \( A{A}_{n}^{-1} \to \mathrm{I} \) (by continuity at Iidentity operator\( \mathrm{I} \)), so Aoperatorninteger−⁢1inverse→converges toAoperator−⁢1inverse \( {A}_{n}^{-1} \to {A}^{-1} \).

Definition II.33

The spectrum of Aoperator∈element ofℒbounded linear operators⁡(EBanach space) \( A\in \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \) is σspectrum⁡(Aoperator)=equals{setλcomplex number∈element ofCcomplex numbers|such thatλcomplex number⁢timesIidentity operator-minusAoperator∉not an element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements}set . \[ \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{}= \mathopen{}\left\{\, λ\in \mathbb{C}\,\middle\vert\, λ\mathrm{I}-A\notin {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1}\,\right\}\mathclose{} \text{.} \]

In the finite-dimensional case, λcomplex number⁢timesIidentity operator-minusAoperator \( λ\mathrm{I}-A \) is invertible if and only if Kerkernel⁡(λcomplex number⁢timesIidentity operator-minusAoperator)=equals{set0zero}set \( \operatorname{Ker}\mathopen{}\left( λ\mathrm{I}-A\right)\mathclose{}= \mathopen{}\left\{\, 0\,\right\}\mathclose{} \) (use rank + nullity argument). Then σ⁡(Aoperator)\( \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{} \) is the set of eigenvalues. In general, every eigenvalue is in the spectrum. However, the converse does not hold in infinite dimensions.

Example II.34

Let EBanach space=equalsl2 \( E= \mathrm{l}^{0} \) and consider the right shift operator Rshift operator⁡(xvector1onexvector2two…)=equals(0zero, xvector1one, xvector2two, …). \[ R\mathopen{}\left( {x}_{1}, {x}_{2}, \dotsc\right)\mathclose{}= \mathopen{}\left(0, {x}_{1}, {x}_{2}, \dotsc\right)\mathclose{}\text{.} \] Suppose Rshift operator⁡(xvector)=equalsλcomplex number⁢timesxvector \( R\mathopen{}\left( \mathbf{x}\right)\mathclose{}= λ\mathbf{x} \), λcomplex number∈element ofCcomplex numbers \( λ\in \mathbb{C} \), xvector∈element ofEBanach space \( \mathbf{x}\in E \). Then λcomplex number⁢timesxvector1one=equals0zero \( λ{x}_{1}= 0 \), λcomplex number⁢timesxvector2two=equalsxvector1one \( λ{x}_{2}= {x}_{1} \), λcomplex number⁢timesxvectoriinteger=equalsxvectoriinteger-minus1one \( λ{x}_{i}= {x}_{i-1} \), which means xvector=equals0vector \( \mathbf{x}= \mathbf{0} \). So, there are no eigenvalues. However, 0zero∈element ofσ⁡(Rshift operator) \( 0\in \mathop{\sigma}\mathopen{}\left( R\right)\mathclose{} \) since Rshift operator\( R \) is not invertible. It turns out that σ⁡(Rshift operator)=equals{setz∈element ofCcomplex numbers|such that|modulusz|modulus≤less than or equal to1one}set \( \mathop{\sigma}\mathopen{}\left( R\right)\mathclose{}= \mathopen{}\left\{\, z\in \mathbb{C}\,\middle\vert\, \mathopen{}\left\lvert{}z\right\rvert\mathclose{}\leq 1\,\right\}\mathclose{} \).

Theorem II.35

For Aoperator∈element ofℒbounded linear operators⁡(EBanach space) \( A\in \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \), σ⁡(Aoperator)\( \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{} \) is closed and bounded. Moreover, σ⁡(Aoperator)⊆subset{setλcomplex number∈element ofCcomplex numbers|such that|modulusλcomplex number|modulus≤less than or equal to‖Aoperator‖}set \( \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{}\subseteq \mathopen{}\left\{\, λ\in \mathbb{C}\,\middle\vert\, \mathopen{}\left\lvert{}λ\right\rvert\mathclose{}\leq \mathopen{}\left\lVert{}A\right\rVert\mathclose{}\,\right\}\mathclose{} \). In particular, σ⁡(Aoperator)\( \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{} \) is compact.

Proof. Consider the continuous function Fcontinuous function:mapsCcomplex numbers→toℒbounded linear operators⁡(EBanach space) \( F : \mathbb{C} \to \mathcal{L}\mathopen{}\left( E\right)\mathclose{} \) defined by Fcontinuous function⁡(λcomplex number)=equalsλcomplex number⁢timesI-minusAoperator \( F\mathopen{}\left( λ\right)\mathclose{}= λI-A \). By definition, σ⁡(Aoperator)=equalsFcontinuous function−⁢1inverse⁡(ℒbounded linear operators⁡(EBanach space)∖set differenceℒbounded linear operators⁡(EBanach space)−⁢1invertible elements) \( \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{}= {F}^{-1}\mathopen{}\left( \mathcal{L}\mathopen{}\left( E\right)\mathclose{}\setminus {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1}\right)\mathclose{} \). However, ℒbounded linear operators⁡(EBanach space)−⁢1invertible elements\( {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) is open, so ℒbounded linear operators⁡(EBanach space)∖set differenceℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( \mathcal{L}\mathopen{}\left( E\right)\mathclose{}\setminus {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) is closed. Thus, because Fcontinuous function\( F \) is continuous, σ⁡(Aoperator)\( \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{} \) is closed. To show it is bounded, note |modulusμmeasure|modulus>greater than‖Aoperator‖ \( \mathopen{}\left\lvert{}μ\right\rvert\mathclose{}\gt \mathopen{}\left\lVert{}A\right\rVert\mathclose{} \) if and only if ‖1oneμmeasure⁢timesAoperator‖<less than1one \( \mathopen{}\left\lVert{}\frac{1}{μ}A\right\rVert\mathclose{}\lt 1 \). Thus I-minus1oneμmeasure⁢timesAoperator∈element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( I-\frac{1}{μ}A\in {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) if and only if μmeasure⁢timesI-minusAoperator∈element ofℒbounded linear operators⁡(EBanach space)−⁢1invertible elements \( μI-A\in {\mathcal{L}\mathopen{}\left( E\right)\mathclose{}}^{-1} \) if and only if μmeasure∉not an element ofσ⁡(Aoperator) \( μ\notin \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{} \). That is, σ⁡(Aoperator)⊆subset{setλcomplex number|such that |modulusλcomplex number|modulus≤less than or equal to‖Aoperator‖ }set \( \mathop{\sigma}\mathopen{}\left( A\right)\mathclose{}\subseteq \mathopen{}\left\{\, λ\,\middle\vert\, , \mathopen{}\left\lvert{}λ\right\rvert\mathclose{}\leq \mathopen{}\left\lVert{}A\right\rVert\mathclose{}, \,\right\}\mathclose{} \).

Example II.36

Consider L2Lebesgue space⁡([intervalareal number, breal number]interval) \( \mathrm{L}^{\mathrm{2}}\mathopen{}\left( \mathopen{}\left[a, b\right]\mathclose{}\right)\mathclose{} \) and ffunction∈element ofCspace of continuous functions⁡([intervalareal number, breal number]interval) \( f\in \mathrm{C}\mathopen{}\left( \mathopen{}\left[a, b\right]\mathclose{}\right)\mathclose{} \). Define Mffunctionmultiplication operatorffunction⁡(xvector⁡(treal number)) \( \mathrm{M}_{f}\mathopen{}\left( x\mathopen{}\left( t\right)\mathclose{}\right)\mathclose{} \) to be ffunction⁡(treal number)⁢timesxvector⁡(treal number) \( f\mathopen{}\left( t\right)\mathclose{}x\mathopen{}\left( t\right)\mathclose{} \). We claim σ⁡(Mffunctionmultiplication operatorffunction)=equalsffunction⁡([intervalareal number, breal number]interval) \( \mathop{\sigma}\mathopen{}\left( \mathrm{M}_{f}\right)\mathclose{}= f\mathopen{}\left( \mathopen{}\left[a, b\right]\mathclose{}\right)\mathclose{} \). If λcomplex number∉not an element offfunction⁡([intervalareal number, breal number]interval) \( λ\notin f\mathopen{}\left( \mathopen{}\left[a, b\right]\mathclose{}\right)\mathclose{} \), then the continuous function λcomplex number-minusffunction \( λ-f \) has a reciprocal, so λcomplex number⁢timesI-minusMffunctionmultiplication operatorffunction=equalsM(λcomplex number-minusffunction)multiplication operator(λcomplex number-ffunction) \( λI-\mathrm{M}_{f}= \mathrm{M}_{\mathopen{}\left(λ-f\right)\mathclose{}} \) is invertible, that is λcomplex number∉not an element ofσ⁡(Mffunctionmultiplication operatorffunction) \( λ\notin \mathop{\sigma}\mathopen{}\left( \mathrm{M}_{f}\right)\mathclose{} \). Conversely, if λcomplex number=equalsffunction⁡(treal number0zero) \( λ= f\mathopen{}\left( {t}_{0}\right)\mathclose{} \) for treal number0zero∈element of[intervalareal number, breal number]interval \( {t}_{0}\in \mathopen{}\left[a, b\right]\mathclose{} \), define Jsetninteger=equals{settreal number∈element of[intervalareal number, breal number]interval|such that |modulusffunction⁡(treal number)-minusλcomplex number|modulus<less than1oneninteger }set \( {J}_{n}= \mathopen{}\left\{\, t\in \mathopen{}\left[a, b\right]\mathclose{}\,\middle\vert\, , \mathopen{}\left\lvert{}f\mathopen{}\left( t\right)\mathclose{}-λ\right\rvert\mathclose{}\lt \frac{1}{n}, \,\right\}\mathclose{} \). Let δpositive real numberninteger\( {δ}_{n} \) be the measure of this set. Consider ggroup elementninteger⁡(treal number)∈element ofL2Lebesgue space \( {g}_{n}\mathopen{}\left( t\right)\mathclose{}\in \mathrm{L}^{\mathrm{2}} \) given by ggroup elementninteger⁡(treal number)=equals{cases 1one δpositive real numberninteger , treal number∈element ofJsetninteger ; 0zero, treal number∉not an element ofJsetninteger. } \[ {g}_{n}\mathopen{}\left( t\right)\mathclose{}= \begin{cases}\frac{1}{\sqrt{{δ}_{n}}}, & t\in {J}_{n} ; \\ 0, & t\notin {J}_{n}\text{.} \end{cases} \] This makes ‖ggroup elementninteger‖=equals1one \( \mathopen{}\left\lVert{}{g}_{n}\right\rVert\mathclose{}= 1 \). Suppose Tlinear map=equals(λcomplex number⁢timesI-minusMffunctionmultiplication operatorffunction)−⁢1inverse \( T= {\mathopen{}\left(λI-\mathrm{M}_{f}\right)\mathclose{}}^{-1} \). Then (λcomplex number⁢timesI-minusMffunctionmultiplication operatorffunction)⁢timesggroup elementninteger=equals{cases λcomplex number-minusffunction⁡(treal number) δpositive real numberninteger , treal number∈element ofJsetninteger ; 0zero, treal number∉not an element ofJsetninteger. } \[ \mathopen{}\left(λI-\mathrm{M}_{f}\right)\mathclose{}{g}_{n}= \begin{cases}\frac{λ-f\mathopen{}\left( t\right)\mathclose{}}{\sqrt{{δ}_{n}}}, & t\in {J}_{n} ; \\ 0, & t\notin {J}_{n}\text{.} \end{cases} \] Thus ‖(λcomplex number⁢timesI-minusMffunctionmultiplication operatorffunction)⁢timesggroup elementninteger‖ 2two ≤less than or equal to μmeasure⁡(Jsetninteger) ninteger2two⁢timesδpositive real numberninteger =equals1oneninteger2two \( {\mathopen{}\left\lVert{}\mathopen{}\left(λI-\mathrm{M}_{f}\right)\mathclose{}{g}_{n}\right\rVert\mathclose{}}^{2}\leq \frac{μ\mathopen{}\left( {J}_{n}\right)\mathclose{}}{{n}^{2}{δ}_{n}}= \frac{1}{{n}^{2}} \). An operator that takes a sequence of unit vectors to 0 cannot have a bounded inverse, so λcomplex number∈element ofσ⁡(Mffunctionmultiplication operatorffunction) \( λ\in \mathop{\sigma}\mathopen{}\left( \mathrm{M}_{f}\right)\mathclose{} \).

Notation II.37

Unless otherwise specified, in what follows, HHilbert space\( H \) is a Hilbert space. Write λcomplex number=equalsλcomplex number⁢timesI \( λ= λI \) for λcomplex number∈element ofCcomplex numbers \( λ\in \mathbb{C} \).

Proposition II.38

For Toperator\( T \) and Soperator\( S \) in ℒbounded linear operators⁡(HHilbert space) \( \mathcal{L}\mathopen{}\left( H\right)\mathclose{} \), we have

  1. (Toperator⁢timesSoperator)*=equalsSoperator*⁢timesToperator* \( \mathopen{}\left(TS\right)\mathclose{}^{*}= S^{*} T^{*} \).
  2. Soperator∈element of ℒbounded linear operators⁡(HHilbert space) −⁢1invertible elements \( S\in { \mathcal{L}\mathopen{}\left( H\right)\mathclose{} }^{-1} \) implies Soperator*∈element of ℒbounded linear operators⁡(HHilbert space) −⁢1invertible elements \( S^{*}\in { \mathcal{L}\mathopen{}\left( H\right)\mathclose{} }^{-1} \) with (Soperator*)−⁢1inverse=equals(Soperator−⁢1inverse)* \( {\mathopen{}\left( S^{*}\right)\mathclose{}}^{-1}= \mathopen{}\left({S}^{-1}\right)\mathclose{}^{*} \).
  3. σ⁡(Toperator*)=equalsσ⁡(Toperator)¯ \( \mathop{\sigma}\mathopen{}\left( T^{*}\right)\mathclose{}= \overline{\mathop{\sigma}\mathopen{}\left( T\right)\mathclose{}} \).

Proof.

  1. 〈(Toperator⁢timesSoperator)*⁡(xvector), yvector〉=equals〈xvector, Toperator⁡(Soperator⁡(yvector))〉=equals〈Toperator*⁡(xvector), Soperator⁡(yvector)〉=equals〈Soperator*⁡(Toperator*⁡(xvector)), yvector〉 \( \mathopen{}\left\langle{} \mathopen{}\left(TS\right)\mathclose{}^{*}\mathopen{}\left( x\right)\mathclose{}, y\right\rangle\mathclose{}= \mathopen{}\left\langle{}x, T\mathopen{}\left( S\mathopen{}\left( y\right)\mathclose{}\right)\mathclose{}\right\rangle\mathclose{}= \mathopen{}\left\langle{} T^{*}\mathopen{}\left( x\right)\mathclose{}, S\mathopen{}\left( y\right)\mathclose{}\right\rangle\mathclose{}= \mathopen{}\left\langle{} S^{*}\mathopen{}\left( T^{*}\mathopen{}\left( x\right)\mathclose{}\right)\mathclose{}, y\right\rangle\mathclose{} \).
  2. Soperator⁢timesSoperator−⁢1inverse=equalsI=equalsSoperator−⁢1inverse⁢timesSoperator \( S{S}^{-1}= I= {S}^{-1}S \) implies (Soperator−⁢1inverse)*⁢timesSoperator*=equalsI*=equalsI=equalsSoperator*⁢times(Soperator−⁢1inverse)* \( \mathopen{}\left({S}^{-1}\right)\mathclose{}^{*} S^{*}= I^{*}= I= S^{*} \mathopen{}\left({S}^{-1}\right)\mathclose{}^{*} \).
  3. For λcomplex number∉not an element ofσ⁡(Toperator) \( λ\notin \mathop{\sigma}\mathopen{}\left( T\right)\mathclose{} \), (λcomplex number¯complex conjugate-minusToperator*)−⁢1inverse=equals((λcomplex number-minusToperator)−⁢1inverse)* \( {\mathopen{}\left(\overline{λ}- T^{*}\right)\mathclose{}}^{-1}= \mathopen{}\left({\mathopen{}\left(λ-T\right)\mathclose{}}^{-1}\right)\mathclose{}^{*} \), so λcomplex number¯complex conjugate∉not an element ofσ⁡(Toperator*) \( \overline{λ}\notin \mathop{\sigma}\mathopen{}\left( T^{*}\right)\mathclose{} \) and vice versa.

Example II.39

Let Sshift operator\( S \) be the unilateral shift on l2lebesgue space\( \mathrm{l}^{2} \). Then σ⁡(Sshift operator)\( \mathop{\sigma}\mathopen{}\left( S\right)\mathclose{} \) is the closed unit disc with a proof sketch as follows: For |modulusλcomplex number|modulus<less than1one \( \mathopen{}\left\lvert{}λ\right\rvert\mathclose{}\lt 1 \), notice ξvectorλcomplex number=equals(tuple1one, λcomplex number, λcomplex number2two, …)tuple∈element ofl2lebesgue space \( {\mathbf{ξ}}_{λ}= \mathopen{}\left(1, λ, {λ}^{2}, \dotsc\right)\mathclose{}\in \mathrm{l}^{2} \) and Sshift operator*⁡(ξvectorλcomplex number)=equals(tupleλcomplex number, λcomplex number2two, …)tuple=equalsλcomplex number⁢timesξvectorλcomplex number \( S^{*}\mathopen{}\left( {\mathbf{ξ}}_{λ}\right)\mathclose{}= \mathopen{}\left(λ, {λ}^{2}, \dotsc\right)\mathclose{}= λ{\mathbf{ξ}}_{λ} \). So, the open unit disc is contained in σ⁡(Sshift operator*) \( \mathop{\sigma}\mathopen{}\left( S^{*}\right)\mathclose{} \). Then σ⁡(Sshift operator*) \( \mathop{\sigma}\mathopen{}\left( S^{*}\right)\mathclose{} \) is the closed unit disc and so σ⁡(Sshift operator)\( \mathop{\sigma}\mathopen{}\left( S\right)\mathclose{} \) is also the closed unit disk.


Previous: Adjoints back to top Next: Non-Emptiness of the Spectrum